May 6,2015 / News / Johannesburg Seminar

KEY REGULATORY CHANGES AND CHALLENGES IN THE FINANCIAL SECTOR.

The financial sector is experiencing significant regulatory changes. While the intentions behind the new wave of these changes may be sound, the implications to market participants are significant and challenging. Please join us for a seminar exploring these regulatory changes and challenges.

Topics covered include:

  • The role of the Central Securities Depository (CSD) as a self-regulatory organisation under Twin Peaks
  • Regulatory reform of the financial markets;
  • The Market Conduct Policy Framework for South Africa; and
  • The regulation of debt securities.

Speakers:

Kathy Gibson, Financial Sector Policy Specialist, National Treasury

Maria Vermaas, Head: Legal and Regulatory, Strate

Natalie Labuschagne, Head: Public Policy, JSE

Richard Roothman, Director, Werksmans Attorneys